Company Profile

Company Name

VORTEX INVESTMENT ADVISORS Ltd.

Address

Iidabashi Grand Bloom 23F, 2-10-2 Fujimi, Chiyoda-ku,
Tokyo 102-0071 JAPAN
TEL:+81 3 3221 3300　FAX:+81 3 3239 7337
MAIL:investment-adv@vortex-ia.com
MAP

CEO

Katsuhiko Gomi

Date Established

May 2, 2017

Capital

JPY 50 million
（100% owned by Vortex Co., Ltd.）

Business Outline

Financial Instruments Business:
- Type II Financial Instruments Business
- Investment Management Business
- Investment Advisory and Agency Business
Real Estate Brokerage Business
Money Lending Business(Intermediation)

License / Registration

• Financial Instruments Business: Kanto Local Finance Bureau (FIBO) No. 3015
• Real Estate Brokerage Business:
  Tokyo Governor (2) No. 101292
• Comprehensive Real Estate Investment Advisory Business: Minister of Land, Infrastructure, Transport and Tourism, Sogo-155
• Money Lending Business (Intermediary) :Tokyo Governor (1) No.31862
• Specified Joint Real Estate Ventures, Commissioner of the Financial Services Agency, Minister of Land, Infrastructure, Transport and Tourism No.128

Membership

Japan Investment Advisers Association (JIAA)
The Tokyo Real Estate Public Interest Incorporated Association
Type II Financial Instruments Firms Association
Japan Financial Services Association

History

May 2017

Established by 100% investment from Vortex Co., Ltd.

October 2017

Registered as a financial instruments business operator
(Investment Advisory and Agency Business)
Obtained license as a real estate broker

November 2017

Joined Japan Investment Advisers Association

June 2019

Registration change to a financial instruments business operator
(Investment Management Business for Qualified Investors, Investment Advisory and Agency Business)

February 2020

Registered as a comprehensive real estate investment advisory business operator

October 2020

Registration change to a financial instruments business operator
(Type II Financial Instruments Business, Investment Management Business, Investment Advisory and Agency Business)

December 2020

Joined Type II Financial Instruments Firms Association

August 2021

Registered as a Money Lenders

October 2021

Joined Japan Financial Services Association